The GTC Group

Creating & Managing a Compliance Team

CODE: PG09 DURATION: 1 Week/ 2Weeks


  • ✓ Modern facilities
  • ✓ Course materials and certificate
  • ✓ Accredited international trainers
$ 4,950.00
$ 4,950.00

Course Overview

This module develops the knowledge and skills required to ensure effective compliance with policies and procedures within an organisation and the development of a suitably trained Compliance Team.

Course Delivery

This course is available in the following formats:

Blended Live


Request this course in a different delivery format.

Course Outcomes

Delegates will gain knowledge and skills to:

Delegates will gain knowledge and skills to:

• The role and purpose of the compliance function within regulated and public organisations

• Alternative approaches to compliance

• Control procedures

• Organisational policies in relation to fraud

• Risk assessments

• Investigation processes and evidence gathering

• Organisation of evidence and quality control

• Investigative interviewing – fact finding in a business environment

Key Course Highlights

At the end of this course you’ll understand:

            • ✓ Outline the principles and procedures necessary to carryout the compliance function

            • ✓ Identify the key procedures required in an organisation to manage and prevent fraud

            • ✓ Outline and evaluate the policies and procedures in an organisation

            • ✓ Understand and apply knowledge of investigation procedures and interviewing techniques

            • ✓ Prepare Response Plans to identify suitable plans and actions to counter fraud and the likely outcomes of fraud

          • ✓ Risk Assess core business areas
Who Should Attend

This course is suitable for senior decision makers of all public and private sectors, including managers, especially accountants, auditors, money laundering reporting officers (MLRO’s), financial investigators, members of law enforcement agencies and those involved in compliance, due diligence and prevention activity.

Upcoming Course Dates

Delivery Format: Classroom

Date: 10/04/23

Location: Amsterdam

$ 4,950.00

Delivery Format: Classroom

Date: 12/06/23

Location: London

$ 4,950.00

Delivery Format: Classroom

Date: 28/08/23

Location: Dubia

$ 4,950.00

Delivery Format: Classroom

Date: 23/10/23

Location: Miami

$ 5,950.00

Creating & Managing a Compliance Team

  • ✓ Modern facilities
  • ✓ Course materials and certificate
  • ✓ Accredited international trainers
  • ✓ Training materials and workbook
  • ✓ Access to online resources

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