CODE: PG11
DURATION: 5 Days/10 Days
CERTIFICATIONS: CPD
This course identifies the principles essential to ensuring effective compliance within an organization. It provides delegates with the hands-on, practical knowledge essential to introduce and implement a suitably trained compliance team. Core topics, such as fraud prevention and response planning, are scoped and developed within practical workplace scenarios to test the delegate’s practical approach to problem-solving and removal of possible fraud.
This course is available in the following formats:
Virtual
Classroom
Request this course in a different delivery format.
Course Outcomes
Delegates will gain knowledge and skills to:
Identify and report any suspicious activity transactions which may affect the organization
Risk-assess core areas
Understand the skills of interviewing and planning, as well as financial compliance
Identify relevant evidence and understand issues of documentation and case management
Outline and evaluate the policies and procedures in an organization
Prepare Response Plans to identify suitable plans and actions to counter fraud and the likely outcomes of fraud
At the end of this course you’ll understand:
ü Key principles and procedures to effectively perform the compliance function.
ü Core compliance skills and identify key strengths and gaps.
ü Essential skills in interviewing, planning, and financial compliance.
ü To identify suitable plans and actions to counter fraud
ü Alternative approaches to compliance
ü Risk assessments
This course is suitable for senior decision makers of all public and private sectors, including managers, especially accountants, auditors, money laundering reporting officers (MLRO’s), financial investigators, members of law enforcement agencies and those involved in compliance, due diligence and prevention activity.
Delivery Format: Classroom
Date:16/06/2025
Location: London
Delivery Format: Classroom
Date:13/10/2025
Location: London
✓ Modern facilities
✓ Course materials and certificate
✓ Accredited international trainers
✓ Training materials and workbook
✓ Access to online resources
